Your company’s AML Policy and related procedures serve as the foundation of its Compliance Program. Whether looking to establish your program in preparation for licensing or refresh existing policies and procedures to remain compliant, our knowledge and expertise can get you there.

• AML, OFAC, CDD, UIGEA, etc. policy templates available

• Document drafting that facilitates instructional value and readability

• Regulator approved content and writing methods to remain compliant

• Gap outdated policies and SOPs to current operational processes

• Promote consistency between processes and employee behavior

Obtaining US regulatory licensing can be a challenging and overwhelming task. With requirements varying from state to state, deploying a uniform application approach is an impossibility. With first hand insight into each state regulator’s licensure process, we can help you get licensed quickly to expand your business into new markets.

• Aggressive license acquisition playbook with proven success

• Experienced in working with all US state regulators and key personnel

• Differentiated strategies that consider regulator tendencies and areas of focus

• Knowledged in regulatory exemptions and carve outs such as ‘Agent of the Payee’

• Practiced in Money Transmitter, Stored Value, Virtual Currency licenses

A core part of any exceptional Compliance Program is the tech stack deployed to identify and combat risk. Leveraging the correct data providers and vendors will not only help you identify and mitigate risk, but also introduce automation and foster operational efficiencies.

• Experience with leading AML, Screening, CDD/KYC, and Anti-Fraud vendors

• Vendor API integration management and support

• Build vs buy analysis based on your budget and needs

• Vendor and data provider introductions

• Familiarity with data mapping and migration exercises

Setting up your business is a multi-step process that can often be confusing to navigate. Determining where and how to register your business depends on various factors and is crucial to ensuring your company’s foundation. Whether located domestically or abroad, we can help you plan your company formation based on your specific business and its needs.

• Tax advantageous company formation

• EIN & ITIN application and registration

• Business bank account opening

• Payment gateway and multi-currency account providers

• Incorporate with anonymity and privacy in mind